- Industry: Financial services
- Number of terms: 73910
- Number of blossaries: 1
- Company Profile:
World's leading financial information-service, news, and media company.
Applies mainly to international equities. Levies on a deal that foreign governments sometimes charge.
Industry:Financial services
Loans secured by real estate previously pledged in a first mortgage.
Industry:Financial services
An individual person investing in small quantities of stock or bonds. This group of investors makes up a minimal fraction of total stock ownership.
Industry:Financial services
Theory that market prices reflect all relevant publicly and privately available information. Defined by Eugene F. Fama in 1970.
Industry:Financial services
Purchase and sale statement. A statement provided by the broker showing change in the customer's net ledger balance after the offset of any previously established positions.
Industry:Financial services
Records kept by a firm's management that follow IRS rules. The books follow Financial Accounting Standards Board rules.
Industry:Financial services
The risk of changes in the home currency value of a specific future foreign currency cash flow.
Industry:Financial services
In the context of corporate governance, this is also known as confidential voting. An independent third party or employees sworn to secrecy are used to count proxy votes, and the management usually agrees not to look at individual proxy cards. This can help eliminate potential conflicts of interest for fiduciaries voting shares on behalf of others, or can reduce pressure by management on shareholder-employees or shareholder-partners.
Industry:Financial services
Securities issues that involve less than $1.5 million are not required to file a registration statement with the SEC. Instead, they are governed by Regulation A, for which only a brief offering statement is needed.
Industry:Financial services
